Mikhail Bakhtin’s Dialogism and Intertextuality: A Perspective
Mikhail Bakhtin’s Dialogism and Intertextuality:
A Perspective
Author : Prof. Panchappa R. Waghmare
A.R. Burla Mahila Varishta
Mahavidyalaya, Solapur
INTRODUCTION :
The upsurge of current literary theory has become something of significant
phenomenon in contemporary literature, emerging as formidable force in
interdisciplinary subjects. Dialogic criticism proposed by Mikhail Bakhtin is one of
the new perspectives to study literary work. To Bakhtin, text is not a self contained
organism and the language represented in text is not alien entity, instead a site for
dialogic interaction of multiple voices or modes of discourse. This research paper
briefly attempts to introduce dialogic criticism and its theoretical concepts like
polyphony, heteroglossia and their relation to literary work. It also concentrates on
the theory of dialogism in relation to the notion of intertexuality in contemporary
critical theory. The revival and reinterpretation of Bakhtin has become a part of the
contemporary critical trend. Mikhail Bakhtin’s Dialogic Criticism concentrates on
plurality of text and plurality of independent unmerged voices. He stood against
Russian Formalists views that text as independent and impersonal linguistic or
cultural force. To Bakhtin, text is not merely a verbal but a social phenomenon.
The literary work, according to Bakhtin, is the product of manifold determinants
that are a specific to a class, social group and speech community.
Bakhtin’s prime interest is in novel, and especially in the ways that the voices
constitute the text of the any novel disrupt the authority of author’s single voice.
He finds the novel to be most effective instrument of exploiting and strengthening
heteroglossia. The heteroglot novel is more efficient in bringing the gap between
self-other dichotomy. In Problems of Dostoevsky’s Poetics (1929,trans by Caryl
Emerson, 1984), he contrasts monolithic novels of writers such as Leo Tolstoy to
dialogic form or polyphonic form of Dostoevsky’s novels. Polyphonic voice
undertakes to subordinate the voice of all the characters to the authoritative
discourse and controlling purposes of the author. In Dostoevsky’s novels the
characters are liberated to speak a plurality of independent and unmerged voices
and consciousness, a genuine polyphony of fully valid voices. In an essay on ‘Discourse in the Novel’, Bakhtin develops his view that novel is constituted by
multiplicity of divergent and contending social voices. He makes the basic
difference in prose and poetry. According to him, prose is opposed to poetry in the
sense that prose is intertexual but poetry is not. The poem is a direct uttering at
whereas prose, particularly novel, represents and uttering act. The language of the
poet is his own language; he is wholly immersed in it and inseparable from it. The
language of the poetry is highly personal, authoritative and monolithic. The prose
writers speak through language represents many voices and conflictual modes that
surround the language. Bakhtin constantly sites Pushkin’s using ‘Eugene Onegin’
as an example of novel not of poetry, for it avails itself of this discourse. In that
sense Robert Frost’s ‘The Telephone’ is a poem of dialogical imagination. The
drama, for Bakhtin, is hostile to dialogism, and dramatic discourse is made up only
of objectified speeches utterly subordinates to an ultimate semantic authority. This
is the view appropriate to naturalist drama. Instead, Brecht’s Epic Theatre and
Dramas written on Brechtian mode which makes use of narrative elements are
examples of non dramatic dialogism.
Bakhtin’s ‘polyphony’ is equivalent term to ‘intertexuality.’ Intertexuality is
the term coined and expounded by Julia Kristeva in her interpretation of Mikhail
Bakhtin’s dialogism in her seminal work ‘Word, Dialogue and Novel’. She
writes,” What allows a dynamic dimension to structuralism is Bakhtin’s conception
of ‘the literary word’ as an intersection of textual surfaces rather than a point of (a
fixed meaning) as a dialogue among several writings. Tzvetan Todorov in his
‘Mikhail Bakhtin: The Dialogical Principle’ has also used Kriesteva’s term
intertexuality in an inclusive sense to denote dialogism. The theory of
intertexuality postulates that a text cannot exist alone as a self contained, hermetic
whole. It is shaped by the repetition and transformation of other textual structures.
The writer is a reader of texts and texts as structures of writing in a narrow sense,
text as signifying matters in a broad sense before he is creator of texts. Therefore
the work of art gets inevitably inflected with references, quotations and influences
of every kind.
The theory of intertexuality in different forms and expressions has been
presented by Bakhtin in his works like ‘Marxism and Philosophy of Language’,
‘Freudianism: A Marxist Critique’, ‘Problems of Dostoevsky’s Poetics’, ‘Rabelias
and His World’. Bakhtin’s theory proposes that all discourse is in dialogue with
prior discourse on the same subject, as well as with discourse yet to come. It forsees or anticipates is a statement on intertexuality. My plan in the paper is to
trace his theory of dialogism through his concepts of human science, language,
meaning, utterance and novel and link it to structuralism and post structuralism.
Bakhtin’s concept of human science is different from that of natural science. While
natural science reduces everything including human being to objects, human
science deals with man as a subject expressing and speaking subject, who is always
creating a text actual or potential. A text is the object of human science and the
knowledge of subject is dialogical. A subject internalizes the other in him, so he is
not ‘I’, he is ‘we’, who contains many voices, his own voice as well as other voices
which he constantly appropriates for communication. Man’s selfhood is itself
dialogical in nature. Man is basically a socially organized individual, and exchange
takes place between two socially organized individuals. The self is composed and
constituted of the social forces which are always in conflict. Selfhood derives from
the internalization of voices a person has heard and each of these voices is
saturated with social and ideological values. The essence of man, Bakhtin argues,
is not an abstraction inherent in each separate individual. In its reality it is the
aggregate of social relationships.
Language, for Bakhtin, is both a cognitive and social practice. While social
forces are always in conflict, language is where social struggles are engaged most
comprehensively and at the same time most intimately and personally. Michael
Holquist, one of the most influential expositors of Bakhtin, calls language as
“politics of representation”. It lies in the border line between oneself and the other.
According to him there are three dominant ways in which language has come to be
understood and the ownership of the meaning of words has to come to be
interpreted. One is personalist view expressed as “I own meaning”. Meaning, in
this sense is a product of intention willed by a sovereign or transcendent ego.
Bakhtin’s theory of dialogism is sometimes used as an equivalent term to
deconstruction. Derrida’s theory of free play or dissemination is deeper probing of
intertexuality that dialogism emphasizes. It presupposes a sense of immediate
presence, simultaneous logo-centrism and phono-centrism. But there is slight
difference between Bakhtin’s theory of dialogism and Derrida’s deconstruction.
Deconstructionist view is, “no one owns meaning”. Located in the structure of
difference, caught in the arbitrary play of differences between signs and meaning
becomes perpetually elusive. Instead Bakhtin’s dialogism states, “We own
meaning”. Meaning is rooted in the social discourse but the social discourse conceived in a particular way. Bakhtin observes that, apart from linguistic matter,
there exists another part of the utterance, which is non verbal, which corresponds
to the context of enunciation. The basic difference between Bakhtin and Derrida is
that the former does not reject altogether the conception of an original self as the
latter does. The dialogism is based on the dialogue between individual and the
social, text and context, and text and text, and as manifestation of the principles of
intertexuality in life.
The appeal of dialogism to New Historists like Stephen Greenblatt lies in its
challenge to the text/ context opposition. In its insistence on listening to and giving
free play to various voices, which indicates that one can hope to combat official
monological history by listening to voices that have been repressed or
marginalized. Words, according to Bakhtin, are not purely lexical but
contextualized in a heterogeneous social or ideological field and this conflictual
model of language is termed as heteroglossia. This limitlessness or rather
multiplicity of context that goes beyond linguistics has come to known as
Bakhtin’s translinguistics.
In conclusion, Bakhtin’s theory of dialogism owes much to theory of
intertextuality. It remains not only a significant point of reference but also an
impulse for many critical theories, such as Deconstruction, New Historicism,
Marxism, to grapple with text-text, text-context, text–life relationship.
REFERENCES :
1. Bakhtin, Mikhail, The Dialogic Imagination: Four Essays by Mikhail
Bakhtin. Ed by Michael Holquist. Trans. Caryl Emerson, University of Texas Press
,Austin , 1981 .
2. Bakhtin, Mikhail, Marxism and Philosophy of Language .Trans. Ladislav
Matejka and I. R. Titunik , Seminar Press New York, 1973.
3. Todorov, Tzvetan, Mikhail Bakhtin: The Dialogic Principle. Trans. Wlad
Godzich , Manchester University Press , Manchester 1984.
4. Worton, Michael and Judith Still, Eds. Intertextuality: Theories and Practices
Manchester University Press, Manchester 1990.
5. Morson, Gary Saul and Caryl Emerson, Mikhail Bakhtin : Creation of a
Prosaic, Stanford University Press, Stanford, 1990.
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